-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PlFZWECTzpsJnNcJvDeAaxnA+RBsOvZ60Jnpfzy06QlHb/Z97SLrfhB3iJeXoz0G 55W8caBwIRT8jR4HlJ2uBQ== 0001010549-07-000025.txt : 20070108 0001010549-07-000025.hdr.sgml : 20070108 20070108124457 ACCESSION NUMBER: 0001010549-07-000025 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070108 DATE AS OF CHANGE: 20070108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CUBIC ENERGY INC CENTRAL INDEX KEY: 0000319156 STANDARD INDUSTRIAL CLASSIFICATION: DRILLING OIL & GAS WELLS [1381] IRS NUMBER: 870352095 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-52119 FILM NUMBER: 07516768 BUSINESS ADDRESS: STREET 1: 9870 PLANO ROAD STREET 2: 9870 PLANO ROAD CITY: DALLAS STATE: TX ZIP: 75238 BUSINESS PHONE: 972-681-8047 MAIL ADDRESS: STREET 1: 9870 PLANO ROAD STREET 2: 9870 PLANO ROAD CITY: DALLAS STATE: TX ZIP: 75238 FORMER COMPANY: FORMER CONFORMED NAME: ROSELAND OIL & GAS INC DATE OF NAME CHANGE: 19931025 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Bruggeman Steve CENTRAL INDEX KEY: 0001384861 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 9726860369 MAIL ADDRESS: STREET 1: 9870 PLANO ROAD CITY: DALLAS STATE: TX ZIP: 75238 SC 13G 1 cubicsc13g121906.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.____________)(1) CUBIC ENERGY, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.05 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 777429200 - -------------------------------------------------------------------------------- (CUSIP Number) December 19, 2006 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- --- ----------------- CUSIP No. 777429200 13G Page 2 of 6 Pages - ------------------- --- ----------------- ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Steven S. Bruggeman ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [X] _____________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 3,240,000 (A) _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 949,955 (B) _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 3,240,000 (A) _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 949,955 (B) ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,189,955 (A)(B) ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [_] N/A ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.7% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON (See Instructions) IN ________________________________________________________________________________ - ---------------------------------------- (A) Includes warrants that are immediately exercisable for a total of 1,096,000 shares. Also includes shares held by Mr. Bruggeman's minor children, of which Mr. Bruggeman disclaims beneficial ownership. (B) Includes 901,955 shares held with Mr. Bruggeman's spouse, as joint tenants with rights of survivorship. Also includes 48,000 shares held by Mr. Bruggeman's spouse, of which Mr. Bruggeman disclaims beneficial ownership. - ------------------- --- ----------------- CUSIP No. 777429200 13G Page 3 of 6 Pages - ------------------- --- ----------------- Item 1. Item 1(a) Name of Issuer: Cubic Energy, Inc. (the "Company") Item 1(b) Address of Issuer's Principal Executive Offices: 9870 Plano Road Dallas, Texas 75238 Item 2. Item 2(a) Name of Persons Filing: Steven S. Bruggeman Item 2(b) Address or principal business office or, if none, residence: 5609 St. Albans Cir. Shoreview, MN 55126 Item 2(c) Citizenship: Steven S. Bruggeman is a citizen of the United States. Item 2(d) Title of class of securities: Common Stock, $0.05 par value Item 2(e) CUSIP No.: 777429200 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; - ------------------- --- ----------------- CUSIP No. 777429200 13G Page 4 of 6 Pages - ------------------- --- ----------------- (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] Item 4. Ownership. Item 4(a) Amount beneficially owned: 4,189,955 Item 4(b) Percent of class: 7.7% The calculation of the percentage of beneficial ownership of the Company's common stock is based upon 53,480,771 shares outstanding on December 20, 2006, as provided by Company management. Item 4(c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 3,240,000 (ii) Shared power to vote or to direct the vote: 949,955 (iii) Sole power to dispose or to direct the disposition of: 3,240,000 (iv) Shared power to dispose or to direct the disposition of: 949,955 Item 5. Ownership of Five Percent or Less of a Class. If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of a Group. Not Applicable. - ------------------- --- ----------------- CUSIP No. 777429200 13G Page 5 of 6 Pages - ------------------- --- ----------------- Item 10. Certifications. Item 10(a) Not Applicable. Item 10(b)By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - ------------------- --- ----------------- CUSIP No. 777429200 13G Page 6 of 6 Pages - ------------------- --- ----------------- Signature - --------- After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. /s/Steven S. Bruggeman ---------------------------- Steven S. Bruggeman -----END PRIVACY-ENHANCED MESSAGE-----